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  • Circle of 5ths
    Names of the Scale Steps:
    I Tonic
    ii Supertonic
    iii Mediant
    IV Subdominant
    V Dominant
    vi Submediant or superdominant
    viiº Leading Tone


    Hyperscript naming of chord inversions:
    Triads: 6 6/4
    7th chords: 7 6/5 4/3 4/2


    Augmented 6th Chords: Contain interval of dd3th or Aug6, most often found inverted. Origin of names unknown. When reduced to root position, they can be seen to function as altered subdominant or supertonie chords. May be spelled enharmonically and used for modulation. [See: Augmented 6th Chords, UT Austin and Chord types, Indiana University.]



    Italian -
    German -
    French -
    Neapolitan -
    Major triad on flat sueprtonic,
    1st inversion.


    Non-chordal tones:
  • P.T. - passing tones: fill 3rds or 4ths, or 2nds (chrom)
  • N.T. - neighboring tones: (auxiliary or embellishing tones) one step or half-step above or below, accented or unaccented
  • Anticipation
  • Suspension
  • Decorated resolution of suspension
  • Changing note (nota cambiata: up a 3rd, down stepwise
  • Double neighboring tone: of four notes, 1st and last are the same
  • Unprepared NT: by leap
  • Retardation: suspensions that resolve upward
  • E.T. escape tone (echappee): rhythmically weak dissonance approached by step, resolved by leap
  • Pedal

    Dominant 9th: Major triad, m 7th, M or m 9th. 7 and 9 resovle down by step. 5th omitted. Modulation: diatonic, chromatic, enharmonic. Transient key cells.

    N6: 6 refers to inversion.
    A6: 6 refers to interval.


    7th chords:
    Dom: M3 P5 m7
    M: M3 P5 M7
    m: m3 P5 m7
    small: m3 P5 M7
    dd (freely): m3 d5 d7
    large: M3 A5 M7
    A6: m3 d5 m7


    Harmonic series: 8, 5, 4, 3, m3, 2, 2, 2, 2, 1/2, 1/2, 1/2, 1/2


    Blue note: flat 3rd or 7th


    C c g c' (middle C) e' g' b6' c" d" e" f" g"


    middle C=261.63
    d=293.66
    e=329.63
    f=349.23
    g=392.00
    a=440
    b=493.88
    c=523.25



    1/2-steps:
    M: 3-4, 7-8
    natural m: 2-3, 5-6
    harmonic m: 2-3, 5-6, 6-7 (step and 1/2), 7-8
    melodic m:
    ascending form: 2-3, 7-8:
    descending form: 6-5, 3-2 (like natural m.)



    Forms:
    Binary
    Ternary
    Strophic
    Theme and Variations
    Rondo
    Bar Form: AAB

    sonata allegro form diagram

    Sonata Allegro Form: not a form but a procedure of key conflict and configuration. Key and chord are different concepts. Actually only applies to a small number of works. See Charles Rosen, Sonata Forms.
  • Exposition: Theme I in Tonic, Theme II in Dominant. Relatable keys;
  • Development: Development of themes (may bring in new themes). Tonal fluctation;
  • Recapitulation: Themes I and II, both in Tonic


    Phrase group: phrase, phrase, phrase.
    Period: phrase HC, phrase FC.
    Single phrase period: phrase.
    Simple binary: A cadence B (no return to A)
    Ternary: A B A (or C)
    Rounded binary: A B,A


    Cents:
    1/2 step = 100 cents
    1 step = 200 cents
    1 octave = 1200 cents
    P5 = 700 cents, 698 equal temperament
    M3 = 400 cents
    m3 = 300 cents
    342 (171 x 2) = Blue Note


    c. 1600-1875: any chord altered to become M or Mm7 will automatically assume dominant function. In a M7th, the m refers to the 7th, not the top 3rd.


    Tonic Harmony: I i vi6 iii
    Dominant Harmony: V V7 viiº viiº7
    Subdominant Harmony: IV ii (ii 6/5) iv iiº vi N6 A6



    TERMINOLOGY
    Schenker (1869-1935): German theorist. "Chord of nature": Overtone series, 5th partial, tonal center of a work. Klang. Bachground: Ursatz: from foreground, mdidleground, elimianting details. Chord grammar, prolongation, chord significance. Seeing large scale connections. [See: A Guide to Schenker Analysis.]

    Anhemitonic: pentatonic scale with no half-steps.
    Appogiatura: "to lean": non-harmonic tones; Appoggiaturas are not necessarily approached by leap. And they're sub-components of lots of other types of ornaments.
    Compound interval: P/P, M/m, m/M, dd/A, A/dd.
    Clef Signs: Treble, bass, tenor, alto, sophrano, baritone, mezzo soph.
    Gregorian notation: Liber Usualis
    Harpsichord: plucked. Clavichord: struck.
    Hertz: c.p.s.
    Hemiola:
    Homophonic: one melodic line with accompaniment.
    Isorhythm:
    Mensual Music: Basis of modern system. 13th-16th Century, contrast to plainsong. Polyphonic, each note has a determined value. Notation established 1250.
    Metric Modulation: Eliot Carter
    Monophonic: one melodic line without accompaniment.
    Neoclassicism: the use of classical forms without the tonal structures on which they are based.
    Overtone: pitches generated above fundamental.
    Partial: all pitches of the harmonic series.
    Polyphonic (contrapuntal): two or more melodic lines.
    Real answer: exact intervallic transportion.
    Sonatina: sonata without development section.
    Tablature:
    Tendency tones: fa--mi, ti--do.
    Timbre:
    Tonal answer: certain intervals adjusted to accommodate tonality.
    Tuning: Pythagorean, just, meantone, equal tempered.



    Q&A

    You ask really good questions. All underlined links are to Wikipedia.

    Major/minor tonality began to break down with the invention of chromaticism, started by Richard Wagner in the late Romantic era.

    The composer Virgil Thomson wrote that 20th century compositional practices may be broken down into seven categories. I don't remember them all, but I think the list is something like:

    1. Tradtional - Major/minor tonality (Aaron Copland)
    2. Aleatoric - "Chance" music (John Cage, Ives, Stockhausen)
    3. Neo-classicism - Stravinsky (traditional forms with non-traditional harmonies and orchestration
    4. Electronic - this is not just pop music with electronic instruments but "Musique concrète," works composed with traditional instruments with the addition of taped sounds. [Look at the Notable Composers link: everyone from Frank Zappa and the Beatles to Edward Varèse and Xenakis]
    5. Serialism - compositions based on the 12 1/2 steps of the octave (versus the eight tones in a major or minor scale). Arnold Schoenberg, Anton Webern, Alban Berg, Karlheinz Stockhausen, Pierre Boulez, Luigi Nono.
    6. Jazz (Bernstein)


    There are other categories such as Minimalism (Philip Glass).

    Anyway, that's a start; depending on the work, there is much of Penderecki (for example) which can't be evaluated or analyzed in terms of Major/minor tonality. I played his "Threnody for the Victims of Hiroshima" when I was at Rice. I have the score here and I'll show you the chart of non-traditional string techniques he used to produce sounds of the event.



    Jerry Kohl:
    I don't remember Thomson's categories, either, but I do have a few
    observations about your other points:
    
    : Major/minor tonality began to break down with the invention of
    : chromaticism, started by Richard Wagner in the late Romantic
    : era
    
    I suppose that, when simplifying things for a beginner, you can
    attribute the breakdown of tonality to the *increase* in chromaticism
    in the middle of the 19th century, but it was not "invented" at that
    time (Your student's next question is liable to be "What about Bach's
    Chromatic Fantasy and Fugue, then?"), and Wagner didn't start the
    trend, either. To be more accurate, the use of chromaticism didn't
    just "happen" and thereby cause the dissolution of the functional
    harmonic system. Rather, the increase in chromaticism was itself a
    product of composers' increasing exploitation of linear harmonies, a
    process which can be seen prominently already in the music of J. S.
    Bach.
    
    I would be very surprised if Thomson pointed to Aaron Copland as an
    exemplar of major/minor tonality without making a caveat. Your student
    will have nearly as much difficulty trying to use this framework to
    analyze Vitebsk, the Piano Variations, the Piano Quartet, or Inscape
    as he would in attempting to apply it to Cage's 4'33". You had better
    qualify this statement by specifying pieces like the Danz�n Cubano, El
    Sal�n M�xico, or Billy the Kid.
    
    Similarly with category no. 3. The Rite of Spring is scarcely a
    neoclassical work, nor is Petrushka,  Les Noces, the Movements for
    Piano and Orchestra, or Threni.
    
    The description of category 4, "electronic music", is confused.
    "Musique concr�te" is a particular technique, and is sometimes found
    in in pop music as well (e.g., Beatles' songs like "A Day in the
    Life"). You should also be aware that the Wikipedia articles around
    this subject are particularly contentious at the moment, and you are
    linking only to the "Musique concr�te" article, where even the "see
    also" links do not include "Electronic art music" or "Electronic
    music", which are probably where your student should start (though
    these two articles are particularly subject to editorial debate at the
    present time).
    
    Your student will get a much better idea of category 5, "serialism",
    from the Wikipedia, but he is bound to come back with questions about
    this "based on the 12 1/2 steps of the octave (versus the eight tones
    in a major or minor scale)" business (and I'll bet he's already
    questioned the number of notes in a major or minor scale being set at
    eight instead of seven). Stockhausen's Stimmung, for example, is a
    serial composition, but its pitches do not comprise the chromatic
    scale--in fact, there are only six, and they are from the overtone
    series. Henri Pousseur's electronic composition Scambi is also a
    serial composition, but has no pitches at all, being composed from
    filtered white noise. Your definition better fits twelve-tone
    technique:
    
    than the broader category of serialism and, though the serialism
    article has a link to it, I think it would be better for your student
    to begin there. Also, as with the other categories, when naming
    Schoenberg, Berg, and Webern, it is necessary to stipulate that even
    twelve-tone serialism will not be found in any of their works from
    before 1920 (e.g., Verkl�rte Nacht, Wozzeck, the Passacaglia for
    orchestr op. 1, respectively), and there are later exceptions in
    Schoenberg's output, as well.
    
    As for Penderecki, much of his music from after about 1975 (e.g., the
    Polish Requiem, Cello Concerto No. 2) can in fact be "evaluated and
    analyzed in terms of major/minor tonality", though naturally of the
    extended sort found in late-nineteenth-century composers. Once again,
    it is necessary to specify which pieces you are speaking of.
    
    I hope you find these comments helpful.
    
    -- 
    Jerry Kohl
    "L�gp�rn�s haj�m tele van angoln�kkal." 
    
    



    Margo Schulter:
    
    Please let me comment that while you are addressing 20th-century music, your
    post to rec.music.early seems to me not inapposite, because many of the same
    issues arise when the theory of late 17th-19th century major/minor tonality
    is applied to medieval, Renaissance, and Manneristic music.
    
    When 13th-14th century music is analyzed in this fashion, the predictable
    consequence is major misunderstanding. Unfamiliarity with medieval theory
    and practice can produce what I might term highly curious conclusions from
    even the most elect. Thus Hindemith, analyzing a secular composition of
    Machaut, concludes that there is little contrast in the levels of vertical
    or harmonic tension -- taking the later "triad" as the lowest level of
    tension. From either a 14th-century or 21st-century perspective, of course,
    what Hindemith takes as the lowest level of tension is actually a mildly
    unstable _quinta fissa_ or "split fifth" sonority with an outer fifth plus
    two thirds, with the latter intervals calling for eventual resolution.
    The standard of rich stability, analogous to the later triad, is what might
    be termed the complete _trine_ with outer octave, lower fifth, and upper
    fourth. Similarly, a sonority with a major sixth above the lowest note,
    often combined with the major third and/or tenth above this note, plays a
    role in directed cadences which Margaret Hasselman has compared to V-I or
    V7-I in major/minor tonalty.
    
    Similarly, one later 20th-century book on the history of tonality rather
    surrealistically includes an analysis of a motet by Petrus de Cruce which
    describes how the composer "avoids the third" at stable cadence points --
    a bit like describing how Bach, similarly, "avoids the seventh" in his
    closing sonorities. While this passage may have been written as something
    of a humorous demonstration of how well -- or poorly -- 18th-century
    tonality fits the analysis of an outstanding 13th-century composer,
    as I recall the author did not, at least in this portion of his
    discussion, attempt a more period-appropriate analysis.
    
    However, recent authors such as Hasselman, Richard Crocker, and Sarah
    Fuller have done precisely this, articulating the short-range and
    long-range events that shape forms and expectations in these centuries.
    
    With Renaissance and Manneristic styles, the consequence of an
    18th-century analysis may be a more subtle distortion, but also a
    consequential one, of the actual organizing principles and nuances
    of the style. In all these styles, the role of thirds and sixths as
    the richest stable intervals, and common rules and assumptions such
    as the exclusion from serious counterpoint of parallel fifths or
    octaves, produce some notable resembles: but the differences are also
    quite significant. The fluidity of 16th-century and indeed early
    17th-century music, informed by a continued use of medieval two-voice
    progressions such a major third expanding to a fifth in the new
    context of a smooth concourse of tertian sonorities, makes possible
    effects which would be uncharacteristic in a typical 18th-century
    tonal style.
    
    Being quite ignorant as to Thomson's scheme, what I might comment on
    is the influence of medieval and Renaissance/Manneristic music on
    20th-century developments.
    
    One development with medieval affinities which was so recognized in the
    early 20th century might be termed quartal or quintal harmony: the
    revival of styles where fifths and/or fourths are the preferred stable
    concords. Thus one early 20th-century handbook on "modern harmony"
    actually described medieval organum as an "impressionistic" technique!
    Debussy, Bartók, and Hindemith are among composers exploring in this
    direction -- as well as some styles of jazz, for example. One might see
    this quartal/quintal trend both as a deliberate allusion to medieval
    technique, and more generally as a movement to go in some direction
    other than that of the conventional tertian harmony prevalent in the
    19th century.
    
    A related development, in two-voice counterpoint as well as multi-voice
    settings, is the use of a variety of intervals and vertical sonorities,
    rather like the pluralistic interval structures or "partitions" favored
    in the 13th century, although 20th-century pluralism has its own
    techniques and does not necessarily sound "neo-medieval." Bartók, for
    example, often typifies this line of development.
    
    Yet another tendency is a move toward "layered" styles where, although
    vertical sonorities are important, the free development of melodic
    lines has greater weight than in many tertian 19th-century styles.
    
    Still another related aspect is the use of "probabilistic" techniques
    in both 13th-century and 20th-century polyphony, where some events
    are more probable than others, but few seem "wrong" or excluded.
    As Ludmila Ulehla has written, such styles involve "the control of
    dissonance" in fashions other than that of major/minor tonality.
    
    Neomodality has often been noted as an important trend in 20th-century
    music, ranging from the Renaissance-flavored settings of Ralph Vaughan
    Williams to the folk-related styles of Bartók, Stravinsky's
    arrangements of Gesualdo, and jazz performances of Miles Davis. Such
    styles might involve a quartal/quintal technique or a tertian one --
    or possibly, as in Debussy and some progressive jazz settings, the
    use of more complex sonorities built out of stacked thirds or other
    intervals.
    
    An interesting essay might be written about the uses of medieval style
    in contemporary composition and criticism. Thus one commentator writing
    in 1938 or so drew a parallel between the styles of Perotin and
    Schoenberg as likewise "indifferent" to aural beauty; while Steve Reich
    has cited Perotin as one germinal source for modern "minimalist"
    styles. While I might ask whether a monumental composition by Perotin
    such as _Viderunt omnes_ can really be called "minimalist" in any
    usual sense, nevertheless it is clear that Reich's appreciation
    focuses on such traits as an admirable economy in making simple
    melodic themes and ideas the basis for an extended piece of music.
    
    To conclude this curious note, I would add that as one recent
    journal article pointed out, those of us who urge that medieval
    theory is invaluable in understanding medieval music should not
    argue that such theoretical knowledge makes analysis simple or
    uncontroversial: there is still a need to interpret and flesh
    out, whether one is reading a treatise or describing the style
    of a 13th-century conductus or motet. Similarly, a thorough
    
    familiarity with 20th-century theory does not solve the problem
    of analyzing the subtle techniques of Debussy or Bartók, for
    example -- but it can afford a more auspicious starting point
    for such an endeavor.
    
    Also, a better understanding of medieval or 20th-century
    technique need not exclude comparisons to 18th-19th century
    harmony, but can actually facilitate more meaningful and
    satisfying comparisons, as in the writings of Crocker,
    Hasselman, and Fuller on 14th-century vertical forms of
    organization and listener expectations which reveal
    phenomena distinct from but analogous to those of
    major/minor tonality.
    
    Most appreciatively,
    
    Margo Schulter
    mschul...@calweb.com 
    





    Good beginning books for self-study:
    Essentials of Music Theory: Complete Self-Study Course
    Alfred's Essentials of Jazz Theory

    Standard texts:
    Burkhart, Charles: Anthology for Musical Analysis
    Dallin, Leon: Techniques Of Twentieth-Century Composition
    Grout, Donald: A History of Western Music


    Ear Training Texts:

    Stefan Kostka:
    Tonal Harmony, With an Introduction to Twentieth-Century Music
    Student Workbook and CD for use with Tonal Harmony
    Audio CDs for use with Tonal Harmony

    Ralph Turek:
    The Elements of Music, Vol. 1
    Workbook for the Elements of Music, Vol. 1
    The Elements of Music, Vol. 2
    Elements Music Vol 1&2 2e Cd


    Notation Texts:

    Adler, Samuel. Study of Orchestration, Third Edition
    Fux, John. Study of Counterpoint
    Gerou, Tom and Lusk, Linda. Essential Dictionary of Music Notation
    Kennan, Kent and Grantham, Donald. The Technique of Orchestration
    Read, Gardner. Music Notation
    Persichetti,Vincent. Twentieth-Century Harmony: Creative Aspects and Practice
    Piston, Walter. Orchestration
    Piston, Walter. Counterpoint
    Piston, Walter. Harmony: 5th ed.
    Rimsky-Korsakov, Nikolay. Principles of Orchestration
    Stone, Kurt. Music Notation in the Twentieth Century: A Practical Guidebook



    Performance Practice:

    MUST HAVE: Judy Tarling's Baroque String Playing for Ingenious Learners, available in the US through Boulder Early Music Shop
    Also see: Baroque Resources

    Texts:
    Apel, Willi. Italian Violin Music of the Seventeenth Century
    Boyden, David. The History of Violin Playing from Its Origins to 1761 and Its Relationship to the Violin and Violin Music
    Carter, Stewart. A Performer's Guide to Seventeenth-Century Music
    Donington, Robert. Baroque Music: Style and Performance
    Donington, Robert. The Interpretation of Early Music
    Donington, Robert. String Playing in Baroque Music
    Neumann, Frederick. Ornamentation in Baroque and Post-Baroque Music: With Special Emphasis on J. S. Bach
    Stowell, Robin. Performing Beethoven
    Stowell, Robin. Violin Technique and Performance Practice in the Late Eighteenth and Early Nineteenth Centuries


    Score Reading/Conducting:

    Samuel Adler. Study of Orchestration, Third Edition

    Hector Berlioz. Treatise on Instrumentation

    Dave Black. Essential Dictionary of Orchestration

    George Burt. The Art of Film Music

    Deryck Cooke. The Language of Music

    David Daniels. Orchestral Music

    Robert W. Demaree. The Complete Conductor

    Harold Farberman, Thom Proctor. The Art of Conducting Technique: A New Perspective

    Cecil Forsyth. Orchestration

    Norman Del Mar.
    Anatomy of the Orchestra
    Conducting Beethoven: Overtures, Concertos, Missas Solemnis
    Conducting Beethoven: The Symphonies
    Conducting Berlioz
    Conducting Brahms
    Conducting Elgar

    Michael Dickreiter, Reinhard G. Pauly. Score Reading: A Key to the Music Experience

    Knud Jeppesen. Counterpoint: The Polyphonic Vocal Styles of the Sixteenth Century

    Norman Lebrecht. The Maestro Myth: Great Conductors in Pursuit of Power

    Alfred Mann. The Study of Fugue

    Brock McElheran. Conducting Technique for Beginners and Professionals

    Reginald O. Morris, Howard Ferguson. Preparatory Exercises in Score Reading

    Walter Piston. Orchestration

    Jean Rameau. Treatise on Harmony

    Nikolay Rimsky-Korsakov. Principles of Orchestration

    Jeff Rona. The Reel World: Scoring for Pictures

    Max Rudolf. The Grammar of Conducting: A Comprehensive Guide to Baton Technique and Interpretation

    Felix Salzer. Structural Hearing Tonal Coherence in Music (Two Volumes Bound As One) [Schenkerian analysis: read Piston and Fux first.]

    Hermann Scherchen. Handbook of Conducting

    Arnold Schoenberg. Structural Functions of Harmony

    Gunther Schuller. The Compleat Conductor

    Ernst Toch. The Shaping Forces in Music: An Inquiry into the Nature of Harmony, Melody, Counterpoint, Form (The Dover Series of Study Editions, Chamber Music, Orchestral Works, Operas in Full Score)